Trusted by firms around the world
Remain compliant
The system’s comprehensive capabilities ensure that your company can apply the most robust compliance monitoring and mitigation possible, so you fulfil the requirements of all relevant regulations.
Safeguard your reputation
Managing your compliance program with the STAR platform will help protect the integrity of your organization and safeguard its reputation among clients, partners and regulators.
Monitor and manage risks
The STAR platform provides a 360-degree view of all employee trading, entertaining, business activities, political donations and more in a single, user-friendly system – enabling you to monitor and manage risk more effectively.
Improve operational and process efficiency
Automating surveillance and pre-clearance activities, decision-making and reporting saves time and resources while improving the accuracy and performance of your compliance work.
Improve communications
As a central repository of data on all compliance-related requests and activity, the STAR platform makes information accessible across your business. It facilitates improved communication through automated alerts and notifications to end-users.
A platform that grows with you
The STAR platform is fully configurable and can be adapted to the size and needs of your business. It can be scaled up as you grow, with additional products and features added to increase functionality in line with your requirements.
Employee Conflicts of Interest
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 100+ crypto exchanges and 25+ blockchains.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and entertainment—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Monitor employee trading against market activity and public news to detect potential insider risks.
Incident Management
Streamline HR and compliance processes while providing employees with a safe, anonymous space to report incidents.
Offer employees multiple reporting channels and simplify incident intake, management, and resolution.
Enable global reporting with multilingual support across 65+ languages.
MNPI & Enterprise Conflicts
Organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single solution.
Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
Individual Accountability & Competency
Comply with global accountability regimes by fortifying employee accountability, training, and competency.
Meet regulatory requirements across the UK, Singapore, Ireland, and Australia.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
License & Registration
Gain transparency and confidently manage license and registration workflows in one centralized platform.
Streamlined broker-dealer licensing and registration processes for employees and compliance teams.
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
The Compliance Officer’s Guide To Employee Compliance
