A Wake-Up Call From The FCA
Is Your Insider-Trading Program Ready? The UK’s Financial Conduct Authority (FCA) has recently charged two individuals with insider dealing after identifying suspicious trading linked to confidential takeover information.
Insider Trading
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
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The UK’s 2025 Crypto Regulatory Overhaul
Why MARC Signals a New Era for Market Integrity and a New Mandate for Compliance Teams Note: The overview of key regulatory developments was provided…
2025 in Review: Highlights From 2025 and What Comes Next
As 2025 comes to a close, we’re reflecting on 10 of our most popular blogs from the year.
Deal Momentum Is Back… So Is the Need for Strong MNPI and Watch List Controls
After months of muted activity, global M&A and leveraged finance markets are finally gaining momentum.
Old School Insider Trading Never Really Goes Away; Three Recent Cases
Despite extensive compliance training, policies, and certifications, these three cases prove that personal greed continues to drive insider trading schemes—and that sophisticated surveillance tools…
Are You Relying on Manual Means to Detect Insider Trading? Here’s How StarCompliance Can Help
Digging through the data to detect insider activity doesn’t have to be as hard or inefficient as it’s become.
The Cost Of Insider Trading Non-Compliance
A Rule 10b5-1 Cautionary Tale When used properly, the U.S.
Tokenized Stocks Raise Big Questions For Compliance Teams
Crypto compliance continues to evolve rapidly, with new headlines surfacing almost daily.
What the DOJ’s New Enforcement Memo Really Means for Financial Service Firms
In May 2025, the U.S.