Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
Despite extensive compliance training, policies, and certifications, these three cases prove that personal greed continues to drive insider trading schemes—and that sophisticated surveillance tools…
Digging through the data to detect insider activity doesn’t have to be as hard or inefficient as it’s become.
A Rule 10b5-1 Cautionary Tale When used properly, the U.S.
Crypto compliance continues to evolve rapidly, with new headlines surfacing almost daily.
In May 2025, the U.S.
How FCA’s DP25/1 Sets the Stage for Stricter Compliance As part of its expanding crypto regulatory roadmap, the UK’s Financial Conduct Authority (FCA) released…
As Japanese companies expand their global footprint and the digital asset market continues to mature, Japan is confronting a surge in insider trading risks…
What is shadow trading, and what can compliance teams do about it? Star’s Head of Business Development and veteran compliance officer Steve Brown recommends…
The Securities and Exchange Commission (SEC) recently took action against a registered investment advisor, Sound Point Capital Management, for failing to have proper safeguards…
