Simplify the declaration of employee private investments with outside organizations. Our Private Investments product lets employees quickly and easily declare their non-publicly traded investments using fully configurable forms—ensuring you stay in the know from day one.
You can also pre-clear with the following STAR products:
Personal Trading, Gifts & Entertainment, Outside Activity, Political Donations
You can also create rules with the following STAR products:
Personal Trading, Gifts & Entertainment, Political Donations
You can also survey with the following STAR products:
Gifts & Entertainment, Personal Trading, Political Donations
This feature is available with the following STAR products:
Gifts & Entertainment , Personal Trading
Outside Activity, Personal Trading
16 Apr, 2024
On Friday, April 5, 2024, a San Francisco jury found Matthew Panuwat guilty of insider trading.1 Why is this case important? Because it is the U.S. Securities and Exchange Commission’s (“SEC”) first successful so-called “Shadow Trading” conviction and now joins the Classical, Misappropriation and Tipper/Tippee Theories of insider trading.
09 Apr, 2024
With another IAF deadline fast approaching, firms are looking for ways to prepare themselves for the next cycle in compliance success, if they haven’t already. In Star's recent webinar with Áine Hickey, Vice President at the Compliance Institute of Ireland, and Kian Caulwell, Partner & Head of Financial Services Consulting at Mazars Ireland, we explore the current mindset among firms and the striking realities of increased accountability in financial services.