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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

STAR MOBILE

In 2018, 52.2% of all online traffic worldwide was conducted on mobile phones.

Increase employee participation. Increase data accuracy. Increase responsiveness.
STAR Mobile is a native app that makes compliance simple, easy, and convenient.

New for 2019 | Introducing STAR Mobile

Whether for work or pleasure, it's a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there's a cell connection. All at the same level of data granularity and data security available through the STAR desktop app.  

STAR Mobile gives users an optimized STAR Platform experience wherever they are:

The Freedom To Pre-Clear—Anywhere

Employees can use STAR Mobile to pre-clear personal investments and gifts and entertainment spending whenever they need to.

Capture More Activity

Once employees have executed a trade, they can report it through STAR Mobile the same as they would through the STAR desktop app.

Improve Response Times

When activity is flagged and escalated by the system, supervisors will have the same review capability they have sitting at their desks.

Stay In The Know

The ability to view and adjust holdings is essential STAR Platform functionality and remains so with STAR Mobile. Existing holdings can be viewed, as can associated transactions.

Stay Secure

Optimized, on-the-go compliance functionality means optimized, on-the-go data security. The network offers secure data transport and utilizes best practice protocols for authentication and authorization. Equivalent best practice protocols employed at device level mean secure local-device storage.

Keep It Simple

The STAR Mobile home screen is intuitive and makes getting started simple. And because notification capabilities are managed at the device level, staying on top of high priority tasks is easy.

Keep It Convenient

Because STAR Mobile makes compliance so convenient, employees are more likely to participate. This means more data in the system, and more data  in the system means a more up-to-date and accurate picture of employee activity at every level. STAR Mobile will be available for download from the Apple and Android app stores.

Learn More Today!

Take your compliance program to the next level. STAR Mobile puts the power of the STAR Platform in the hands of the people who need it most—when they need it most. Fill out the form to learn more.