Be certain you’re complying with the Financial Conduct Authority’s (FCA) guidance on the Senior Manager & Certification Regime (SMCR). Star’s dedicated IAR solution was designed to help in-scope FIs establish and maintain a Senior Manager’s Regime and adapt to changes in regulation as they occur.
Gain control of all aspects of the certification process – with compliance technology that makes it easy for your employees.
Raise awareness of employee conduct issues across your firm and expand individual accountability. Fostering a culture of strong values and ethical behavior is what builds respected, reputable businesses.
Make it easy to support the regular submission and maintenance of up-to-date data for FCA Directory Persons, providing a place to gather and store data, as well as ensuring changes and updates are applied on time and consistently.