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Your Go-To Technology Partner for Employee Compliance

Delivering the data, solutions, and analytics you need to protect your business and employees with confidence

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Compliance
On-The-Go

STAR Mobile makes employee compliance simple, easy, and convenient for end users and managers. 

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THE STAR PLATFORM DIFFERENCE
Our Future-Ready Compliance Platform Delivers

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On-Demand Configurability

Respond quickly to new regulations
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Multi- Jurisdictional

Support your global employee base
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Intuitive
UX

Drive employee adoption with ease
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Actionable Intelligence

Provide real-time analytics
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Multi-Layered Protection

Secures employees' privacy & assets
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Future-Ready Architecture

Cloud ready & scalable

Trusted By

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Help Your Employees Comply with Confidence 

Intuitive employee compliance software built for tomorrow's regulatory challenges

 

Incident Management

 

Star's Incident Management offers the industry’s most comprehensive intake methods for reporting your company’s concerns, and collects, manages, and resolves any incidents that arise. This solution includes a powerful workflow engine and notification matrix along with a comprehensive, easy-to-use reporting and analysis platform.

 

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Policy Management

 

Star's Policy Management makes creating, maintaining, and managing your policies simple. In addition, this solution offers easy mobile access for employees to review and attest to policies, includes access to a large policy library to quickly drop in augment your existing policies, and seamlessly integrates into Star's Incident Management platform.

 

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Strengthen your employees' individual accountability and effectively demonstrate compliance to regulators, all with complete traceability.

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Manage your License and Registration workflows with confidence

Take advantage of  centralized monitoring and easy integration with FINRA and other regulators.

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Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Training & Competency

Develop a culture of compliance, drive firm-wide adoption, and protect your firm's reputation with a solution that builds trust and certainty.

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INTRODUCING OUR NEW

Incident & Policy
Management Solution

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FREE CASE STUDY
Major US Airline Implements Whistleblowing and Incident Management Solution

With no access to a true 3rd party, anonymous whistleblowing platform, employees of this domestic carrier were unable to raise concerns without fear of repercussion. Find out how they reimagined their whistleblowing protocols and case management processes to better protect their employees. 

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IPM Case Study

 


Building a Culture of Compliance

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Who We Serve

Star’s employee compliance software brings organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise firms across industries manage and maintain regulatory compliance.
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Compliance Leaders
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Compliance Teams
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Technology Teams

ON-THE-GO CAPABILITIES

The STAR MOBILE App

Make it easy and convenient for employees to pre-clear personal trades from their mobile device.

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TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR Platform can do for you

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02

SEC Charges Investment Bank and Former ECM Syndicate Banker with “Bought Deal” Fraud

02 May, 2024

On January 12, 2024, the Securities and Exchange Commission (“SEC”) charged Morgan Stanley (the “Investment Bank”) and the former head of its equity syndicate desk, Pawan Passi, with a multi-year fraud involving the disclosure of confidential information about bought deals (also known as and referred to as “block trades” and described below).

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The Pitfalls of Self-Hosting

24 Apr, 2024

Going it alone or partnering with an expert

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16

Shadow Trading Confirmed!!! Are You Ready???

16 Apr, 2024

On Friday, April 5, 2024, a San Francisco jury found Matthew Panuwat guilty of insider trading.1 Why is this case important? Because it is the U.S. Securities and Exchange Commission’s (“SEC”) first successful so-called “Shadow Trading” conviction and now joins the Classical, Misappropriation and Tipper/Tippee Theories of insider trading.

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