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Insider Trading Compliance Solutions

Keep your compliance team in the know and reduce the chances of market abuse with our easy-to-use insider trading solution. Track which employees have material and non-public information using insider lists and compare employee trades against high-impact global events and market activity.

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AUTOMATED TRADE SCREENING
Trades Put Into Context

  • Automatically screen for employee trades that occurred prior to key market events, such as price movements, mergers, or acquisitions.
  • Following detection, easily raise a case in the STAR system, which includes links to all relevant information and news articles.
  • Interactive graphs make pinpointing where insider trading may have occurred simpler, showing relevant trades, market closing prices, and high-impact news items.
  • Demonstrate due diligence to regulators and be able to provide audit records—showing you're doing everything possible to prevent and mitigate insider trading.
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ORGANIZED, CENTRALIZED DATA
Insider List Management

  • Record all employees involved in every project, including when they join the project, what information they're privy to, and when they leave.
  • Easily manage and automate employee communications so they know when they’ve been added and removed from a list.
  • Have every detail on every project at your fingertips, if and when regulators or issuers ever request an insider list

NEWS & EVENT CORRELATION
Data Management & Enhancements

More easily detect insider trading with trade correlation against a global newsfeed that pulls hundreds of thousands of news articles from a variety of global media outlets daily.

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TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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16

Shadow Trading Confirmed!!! Are You Ready???

16 Apr, 2024

On Friday, April 5, 2024, a San Francisco jury found Matthew Panuwat guilty of insider trading.1 Why is this case important? Because it is the U.S. Securities and Exchange Commission’s (“SEC”) first successful so-called “Shadow Trading” conviction and now joins the Classical, Misappropriation and Tipper/Tippee Theories of insider trading.

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09

3 Key Insights From Star’s “IAF Made Simple: Your Roadmap to Compliance Success” Webinar

09 Apr, 2024

With another IAF deadline fast approaching, firms are looking for ways to prepare themselves for the next cycle in compliance success, if they haven’t already. In Star's recent webinar with Áine Hickey, Vice President at the Compliance Institute of Ireland, and Kian Caulwell, Partner & Head of Financial Services Consulting at Mazars Ireland, we explore the current mindset among firms and the striking realities of increased accountability in financial services.

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05

3 Takeaways from Star's "FAR Decoded: Key Insights & Strategies for Success" Webinar

05 Apr, 2024

With the Financial Accountability Regime (FAR) in Australia going live on 15 March 2024 for the banking industry, firms need to have in place robust frameworks to ensure seamless adoption and continually demonstrate compliance with the new regulation.

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