The compliance technology specialists you can trust
StarCompliance is 100% dedicated to providing advanced conflict of interest mitigation systems to major firms and financial institutions. No-one has more experience or expertise in this specialist area.
Today, our software is used by hundreds of thousands of employees at firms around the world.
StarCompliance is a leading provider of compliance and regulatory solutions for financial services and enterprise firms. We provide compliance software with a focus on global regulations including, SEC, FINRA, FCPA, FCA, UK Bribery Act, and MiFID. Our solutions provide a fully configurable platform that manages the complex and burdensome processes associated with managing regulatory compliance, connecting all areas of your business and providing a 360-degree view of employee activity and behavior.
The story of StarCompliance
Founded in 1999, StarCompliance was established to address the pressing need for intelligent compliance management solutions for large financial services institutions. The raft of global regulations and the complexity involved in managing potential conflicts of interest and market abuses in a workforce of thousands, spread across multiple locations, meant that compliance teams needed help to safeguard the reputation and integrity of their organizations while remaining efficient. The STAR platform developed by StarCompliance directly addressed this need, giving compliance teams a time and resource-saving way to deliver robust compliance-management programs that fulfilled the requirements of all regulations.
Our team of expert developers, analysts and R&D specialists now work tirelessly to continuously enhance and improve our product, as new threats and regulations emerge, ensuring the software adapts constantly to the ever-changing regulatory landscape. We provide our clients with an integrated and streamlined compliance process for managing, preventing, detecting, reporting and resolving employee conflicts of interest and market abuses through a single, user-friendly application. Our software is backed by our best-in-class client services team, which offers full support, from product implementation and training to every-day product and technical support.
Our web-based compliance application is supported by unrivalled technology in our hosting facilities, servers and the software itself. We develop our application entirely in-house, with no third-party components or features – ensuring complete data privacy and security. In addition, we hold the internationally recognized ISO 9001 and ISO 27001 certifications.
StarCompliance has dual-headquarters in the United Kingdom and the United States. In 2016, StarCompliance joined the Luminate portfolio of market-leading SaaS companies. The investment by Luminate recognized our market leadership, the ingenuity of our products and our growth potential. For clients, it means even greater investment in product development, infrastructure, processes and controls to improve our solutions and ensure we provide the most trusted and reliable compliance software in the market.
OUR LEADERSHIP TEAM
Chief Executive Officer
Chief Revenue Officer
Chief Technology Officer
Director, Product Management
Director, Technical Operations
Director, EMEA Professional Services
Director, Relationship Management
MiFID 2: Tricky Name, Tricky Job
January 2, 2018 came and went and the world didn’t end, nor did any markets crash. The former was never realistically in play, but there was some reasonable concern about the latter.
That’s because January 2 was the day the new Markets in Financial Instruments Directive, or MiFID 2, went into effect. The regulatory sequel to MiFID 1, MiFID 2 is a quantum leap past its predecessor in terms of reach, and will affect nearly every aspect of trading in the European Union.
But before we delve into the details of what MiFID 2 is and what it means for those in the financial industry, it’s worth taking a moment to consider what shapes EU thinking when it comes to regulation..
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OFFICE LOCATIONS USA
451 Hungerford Drive
Suite 515, Rockville,
370 Lexington Ave
Suite 501, New York,
1776 Woodstead Court
The Woodlands, TX 77380
OFFICE LOCATIONS UK
Baird Lane, heslington
York YO10 5GA
2nd floor, 1-2 Broadgate
London EC2M 2QS