3 Ways To Optimize Compliance Training & Compliance Software
Are you concerned your employees aren’t getting the most utility from their compliance software, as a result making them less likely to use it and putting the firm at…
Comprehensive, User-Friendly Solutions
Employee Compliance
Protect your business and your employees with the world’s most intuitive, configurable employee compliance software on the market.
Employee Compliance Solutions
Conflicts
Protect your employees and reduce risk with a suite of solutions designed to address a range of potential employee conflicts.
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 100+ crypto exchanges and 25+ blockchains.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Automatically compare firm trades against watch lists and restricted lists to detect and investigate potential trading risks.
Incident Management
Streamline HR and compliance processes while providing employees with a safe, anonymous space to report incidents.
Offer employees multiple reporting channels and simplify incident intake, management, and resolution.
Enable global reporting with multilingual support across 65+ languages.
Individual Accountability & Training
Comply with global accountability regimes by fortifying employee accountability, training, and competency.
Meet regulatory requirements across the UK, Singapore, Ireland, and Australia.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
Broker-Dealer Registration
Gain transparency and confidently manage license and registration workflows in one centralized platform.
Streamlined broker-dealer licensing and registration processes for employees and compliance teams.
STAR Mobile
STAR Mobile is the native app that gives compliance end users an optimized, on-the-go STAR Platform experience–wherever they are, wherever there’s a cell connection.
Trusted by firms around the world
Compliance no longer needs to be complex
Comply with confidence with solutions built for the regulatory challenges of tomorrow. Find out how a scalable future-ready platform can reduce risk, gain efficiencies, and drive employee adoption that is easy to use for both end users and administrators alike.
Technical Expertise
Multiple releases per year driven by client feedback and needs.
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Mobile Capability
Single sign-on—intuitive and seamless.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software.
Trading Alerts
Done Right
Empower your compliance team and safeguard your organization from market abuse with our intuitive
trading alerts.
Easily monitor which employees possess material non-public information using dynamic insider lists, and proactively compare employee trades against major global events and market activity to detect potential insider trading before
they escalate.
Featured Resource
Certifications Process Checklist
Download StarCompliance’s Certification Checklist, providing 5 steps to a simpler, easier, more efficient certifications process.
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