StarCompliance Redefines Firm Trade Surveillance With New Solution
Smarter surveillance to detect risks faster and act with confidence
Rockville, MD – June 11, 2025 – StarCompliance (Star), a global leader in employee compliance technology, today announced the launch of its latest solution: Firm Trade Surveillance. Built to help compliance teams monitor firm-level trading activity with greater efficiency and accuracy, the tool modernizes surveillance by automating trade detection, intelligently automating approval of low-risk trades, streamlining case management, and unifying firm and employee monitoring within a single intuitive workflow.
As the newest addition to StarCompliance Enterprise, Firm Trade Surveillance reinforces the company’s commitment to delivering innovative solutions that help organizations act with confidence, integrity, and agility. It replaces manual reviews of firm trades with a smarter, faster process, centralizing oversight, evidencing action for books and records, and enabling automated detection of concerning trades at the parent and ultimate parent company levels.
Key features include:
- Reduces false positives with configurable rules and flexible thresholds
- Leverages intelligently aggregated trade data to reveal risks not easily discerned in a purely transactional process
- Enriches trade data to streamline review process
- Leverages watch and restricted lists already housed in STAR to centralize oversight and ensure consistency
“With the launch of Firm Trade Surveillance, we are giving compliance teams the control and clarity they need to operate more efficiently transforming a tedious, error prone process into an intelligent, efficient workstream,” said Kelvin Dickenson, Chief Product Officer at Star. “This solution creates a smarter way to pinpoint potential MNPI Leakage, and a major step forward in how organizations approach surveillance.”
Firm Trade Surveillance in Focus
As part of its commitment to supporting the compliance community, Star will host a virtual event titled Product Spotlight: Firm Trade Surveillance on July 22 at 11AM EST. The session will give participants a look into the functionality of the newest innovation from Star.
July 22 @ 11AM EST | LIVE Webinar
Product Spotlight: Firm Trade Surveillance
Manual trade reviews are a thing of the past. Join us for a live demo of Firm Trade Surveillance, the newest innovation from StarCompliance, designed to automate risk detection and simplify firm-wide trade oversight.
For more information about Star and its products and services, visit www.starcompliance.com.
Media Contact:
greg.tarmin@starcompliance.com
+1 917-868-7791
