StarCompliance – More Than Technology, A True Partner
Collaborating with Clients to Strengthen Compliance Every Day
In today’s complex regulatory environment, maintaining employee and firm compliance is more than a legal requirement. It is an essential part of protecting business integrity, reputation, and operational stability. The stakes continue to rise. In fiscal year 2024, the U.S. Securities & Exchange Commission (SEC) filed 583 enforcement actions, securing $8.2 billion in financial remedies, the highest amount in its history.
In this climate, choosing the right regulatory technology partner is not just a smart decision, it is essential. The right partner helps you to anticipate risks, adapt to evolving regulations, and can shield your organization from costly enforcement actions.
That is why an enterprise platform matters. It is built on reliable, secure infrastructure and offers a broad suite of solutions tailored to diverse regulatory needs, from conflict-of-interest management and MNPI surveillance to policy management, regulatory reporting, and employee training. Intuitive for users yet powerful for administrators, these tools make compliance efficient and effective. As a SaaS solution, implementation is straightforward, integrations are seamless, and updates keep pace as regulations evolve.
A Higher Standard of Support
At StarCompliance (Star), we approach every client relationship as a long-term partnership. Our focus is on understanding each firm’s unique needs, designing solutions together, and continuously improving them over time to keep pace with change.
Star Support Services outperforms industry norms by combining seamless implementation with expert Relationship Management. From the very beginning, clients are supported by experienced professionals who act as trusted advisors, guiding integrations, sharing strategic insights, and helping organizations get the most out of their compliance platform. They bring in product specialists when needed, resolve challenges with speed, and share lessons learned across industries and jurisdictions, ensuring programs remain effective and resilient.
This approach builds trust, accelerates results, and keeps compliance systems aligned with evolving regulatory demands.
“At Star, our Support Services go beyond issue resolution—we act as an extension of our clients’ teams. With named Relationship Managers, Star University for continuous learning, and responsive Client Care and Technical Support, we guide firms from day one through every integration and challenge. Our focus is on building trust, delivering results, and helping clients unlock the full potential of the Star platform as regulations and business needs evolve.” -Michael DiComes, Chief Services Officer
Supporting the Compliance Community
Our role extends beyond technology. Through resources like Star University, Synergy conferences, and ongoing webinars, we aim to keep compliance professionals informed and connected. StarCompliance Resources brings together industry peers, regulators, and experts to share practical insights, discuss emerging risks, and explore new approaches.
Listening, Adapting, Improving
We believe the best innovations come from listening. Many of Star’s most impactful capabilities began as client suggestions, refined into practical tools to address real-world challenges. Ease of use is a priority because intuitive tools lead to stronger adoption and help embed compliance naturally into daily workflows.
This feedback-led approach has driven new solutions, including Star’s Crypto Dealing Compliance Software, designed to help firms monitor and manage employee crypto trading as regulations evolve. It was built in direct response to client concerns about emerging risks in digital assets.
Preparing for Tomorrow’s Needs
Beyond crypto compliance, Star has introduced tools like our AI-Assisted Marketing Compliance Review, which integrates directly into compliance workflows to streamline approvals and reduce risk. For firms managing accountability requirements in multiple jurisdictions, our Individual Accountability Regime solution helps track responsibilities across frameworks such as SMCR in the UK, IAF in Ireland, FAR in Australia, and IAC in Singapore in a single, coordinated system.
Reliability That Teams Depend On
Compliance teams cannot afford downtime, which is why our technology infrastructure is built for uninterrupted 24/7 access with multiple safeguards in place. With over 25 years of experience supporting multinational clients, we understand the importance of both local knowledge and global consistency.
Strength in Collaboration
We also know we do not have every answer in-house, which is why we partner with industry leaders like Snowflake and Huron. Our Partner Ecosystem brings specialized capabilities into the platform, from advanced analytics to data strategy, so clients get the benefit of best-in-class expertise without managing multiple vendors.
Supporting the Compliance Community
Our role extends beyond technology. Through resources like Star University, Synergy conferences, and ongoing webinars, we aim to keep compliance professionals informed and connected. StarCompliance Resources brings together industry peers, regulators, and experts to share practical insights, discuss emerging risks, and explore new approaches.
A Partner for the Long Term
What sets Star apart is the combination of trusted partnership, responsive innovation, and comprehensive solutions. By working closely with clients, the company delivers platforms that evolve alongside regulatory requirements, giving firms the tools they need to reduce risk, improve oversight, and foster a culture of compliance and accountability.
In a crowded RegTech market, Star offers something rare. A partner who not only provides the technology but also stands beside clients at every stage of their compliance journey.
To learn more about how Star can bring your compliance program to the next level, click here to request a demo.
Delivering Excellence With A Global Partner Ecosystem
