Future-Proofing Your T&C Framework: Tech, Risk, and Regulatory Change

In today’s fast-evolving regulatory landscape, a robust Training & Competency (T&C) framework is essential—not only for meeting regulatory requirements but for protecting your firm, your customers, and your reputation.

The Financial Conduct Authority (FCA) requires that firms ensure all employees are “competent for their role and remain competent”, with regular assessment and effective supervision forming key pillars of an effective scheme. As technology advances, risks shift, and expectations around oversight and accountability grow—particularly under SMCR—T&C frameworks must evolve accordingly.

Join us for this insightful webinar where experienced compliance leaders will explore the practicalities, challenges, and innovations shaping T&C today.

Key topics include:

• What makes an effective and compliant T&C scheme in today’s regulatory environment
• How firms are adapting their T&C frameworks in response to changing risk, regulation, and workforce dynamics
• The role of supervision and oversight in ensuring T&C effectiveness
• Links between T&C and SMCR, including Fit & Proper assessments
• How technology can support better T&C administration, tracking, and reporting