Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.
Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.
Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.
Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.
Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.
Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.
Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.
Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.
Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.
Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws.
Centralize and simplify your data and your searches
Save time and reduce risk through process automation
Daily alerts mean any new contributions reported to the public database get in front of you pronto, with no time spent searching site after site for contributions that put the firm at risk.
A powerful API lets users integrate political contributions data into existing firm systems, and a built-in workflow ensures the data is easily and completely accessible for casework or audits.
GO LIVE FASTER
New users are never kept waiting for long. Once your firm is onboarded, 6L is up and running within days and the risk associated with employee political activity starts going down.
Navigate easily with intuitive UI, filters, and searches. Innovative features, like memo fields that can be saved against records to evidence review, mean with 6L your bases are always covered.
SEARCH MORE WIDELY
With a database of over 14,000 nicknames, 6L captures name variations of your monitored employees and their family members to lessen the chance of risky activity going unnoticed.
CAPTURE MORE BROADLY
People can have more than one address. 6L captures them all, so you can be sure contributions aren’t going unmonitored just because the same person contributed in different states.
FRESH DATA DAILY
Data is collected daily but how often it’s refreshed by the federal government, states, or municipalities can vary. Typically, the more populous the state the more frequently the data is published publicly.
EXPORT WITH EASE
Data can be exported in an editable Excel/CSV format by employee groups or at the individual level so you can sort, manipulate, and review it on your own terms.
Due to state privacy laws, 6L clients only have access to the contributions made by firm employees and their family members, not to the entire contribution database.