This document summarizes what we think are the important things to look for when evaluating any solution. Of course, we believe Star Compliance’s solution is the market leader in this field, but we hope this document will prove to be useful.
StarCompliance
StarCompliance is a leading provider of employee and firm compliance technology solutions. Trusted for over 25 years by millions of users in 120 countries, the StarCompliance Enterprise Platform provides a user-friendly interface that connects people, workflows, and data, delivering the technology and actionable insights needed to mitigate risk and monitor conflicts globally proactively. Visit StarCompliance to discover the comprehensive security and unparalleled assurance you need to build a connected culture of compliance today.
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Prediction Markets, Wire Fraud, and the Compliance Blind Spot Firms Can No Longer Ignore
By:Steve Brown
For many financial services firms, the conversation around prediction markets has focused primarily on whether these products fall under securities laws, commodities regulations,…
Bringing Speed And Clarity To Compliance Decisions
By:Melissa Macatuno
Why Explaining Compliance Decisions Has Become the New Operational Challenge Employee and firm compliance in financial services has evolved far beyond periodic disclosures and post-event reviews.
