Managing and Processing Personal Trading Data
A crucial part of monitoring personal trading activity is ensuring accurate and timely receipt of information from the brokerage firms that hold and manage your employee’s accounts…
StarCompliance
StarCompliance is a leading provider of employee compliance technology solutions. Trusted globally by forward-thinking companies in 114 countries, Star's future-ready compliance platform delivers on-demand configurability, multi-jurisdictional integrity, and the actionable intelligence you need to monitor for conflicts, meet regulatory obligations and reduce risk. Compliance no longer needs to be complex. Check out Star's intuitive, straightforward UX and give your employees the multi-layered protection they need to comply with confidence. www.starcompliance.com
Ready to talk to the experts?
Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.
Related Posts
FINRA Gift Rules and Monitoring
Gift-giving and entertaining—commonly known as “wining and dining”—have long been integral to business practices, serving to build relationships and facilitate negotiations.
Earning the Credit in Accreditation
Star’s Synergy ’24 Roadshow: Where Quality Meets Professional Development StarCompliance (Star) is leading the charge with an exciting array of CPD opportunities! They offer…
Navigating Canadian Employment Compliance Regulations
Understanding Canadian regulations is crucial for maintaining compliance and ensuring that your company and its employees understand the boundaries and adhere to the proper conflict of interest regulations.