Product Spotlight: Broker-Dealer Registration With FINRA Integration
September 10
@ 10:00 AM EST
Managing license and registration shouldn’t require spreadsheets, email threads, or multiple systems.
Brainiac Bar:
New Star University
September 15
@ 9:00 AM EST
Join our next Brainiac Bar on September 15 at 9 AM EST for a session focusing on the new STAR University.
New Markets, Same Risk: Compliance Challenges in Digital and Prediction Markets
September 17
@ 11:00 AM EST | 4PM BST
Discover how the rise of prediction markets and the evolution of digital asset oversight are transforming employee compliance, and what firms need to do to stay ahead of emerging risks.
Product Spotlight: Analytics
September 22
@ 10:00 AM EST
Data-driven compliance starts with visibility. Join us for a live demo of Star’s Analytics and see how your team can build custom dashboards, surface risk in real time, and make smarter decisions.
XLoD Global New York
September 24
@ 9:00 AM EDT
Where the world’s leading financial institutions and regulators come together to discuss the future of non-financial risk and control XLoD Global – New York…
Global RegTech Summit USA
September 29
@ 9:00 AM EDT
The largest gathering of RegTech leaders & Innovator in the US combines unmatched networking with the latest advancement in the regulatory technology space, ensuring…
Information Barriers Under Pressure: MNPI Governance in a Connected World
October 22
@ 11:00 AM EST | 4PM BST
Explore the evolving challenges shaping information barriers and MNPI governance, and discover how firms are modernizing control room operations, surveillance programs, and oversight frameworks to keep pace with an increasingly connected risk landscape.
NSCP Annual Conference 2026
October 25 @ 2:00 PM - October 28 @ 12:30 PM
Visit us at Booth #42 The National Society for Compliance Professionals annual conference is the premier gathering of financial services compliance professionals in the…