Harnessing Technology for FAR Success

In this webinar, Andy Atkinson, Director of Product at StarCompliance, will join Liam Hennessy, Avryl Lattin, and Matt Ellis, market leaders in accountability regimes for Clyde & Co’s Australian financial services regulatory team, to demonstrate how firms can seamlessly adapt to regulatory changes as they unfold.

This webinar will explore:

• The impact of the FAR on operational structures (including competing threshold requirements applicable to branches and subsidiaries) and reporting lines, both within and outside of Australia.
• Strategies for managing accountability maps and accountability statements for senior executives across the organisation.
• Incorporating reasonable steps into compliance frameworks to ensure firms maintain control over all aspects of the fitness and proper assessment process.
• Managing conduct breaches to raise awareness of employee conduct issues across the firm and expand individual accountability.