Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

POLITICAL DONATIONS

Safeguard your business and track political donations

The StarCompliance Political Donations product enables you to monitor contributions to politicians and political entities, safeguarding your business against conflicts of interest. The STAR application allows you to automatically monitor employee political activities to ensure they do not exceed donation limits. This automation reduces the time and effort required to monitor political contributions across employees in different countries, lines of business, offices and user groups.
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2-minute teaser

View a short walk-through of the Political Donations Product and some of the Platform’s key features.

Like what you see? Schedule your own personalized demo with a StarCompliance team member.

BOOK A DEMO

Your STAR Political Donations product offers:

Political Activity Pre Clearance
Pre-clearance
automate decisions about political donations

The STAR platform enables you to automate all of your political activity pre-clearance requests. Employees can quickly prepare and submit pre-clearance requests for any planned political contributions or activities. Employees simply log in to the web-based application, fill out a pre-clearance request form and await an automated approval or denial decision.

The system can be configured to follow precise rules to automatically check political contributions, as well as produce customized reports of current and historical trends. You can create custom profiles for each employee, apply donation limits to specific user groups, and set review thresholds that apply to users within those groups. This is useful for monitoring high-risk employees or groups, creating a truly robust conflict-of-interest detection system.

Political-Activity-Surveillance-1
Surveillance
monitor high-risk individuals and groups

The STAR platform collects and integrates data from systems across your business, which are cross-referenced when any employee seeks permission for political activities or donations. Your compliance team can set the rules for automatically surveying this data, whenever an employee makes a pre-clearance request.

The STAR platform can pinpoint high-risk employees, external contacts and groups by monitoring employee records to identify suspicious activities. It can automatically raise cases that may violate company principles or client interests.

In addition to monitoring political contributions, you can create periodic political activity reports. The STAR application enables you to set workflow and rule configurations to determine the requirements for these reports and attestations.

Additional features to make tracking political donations easy:

Beneficiary management
This feature enables you to manage lists of individuals or political entities benefiting from any donations made by employees or your organization, helping compliance teams to more effectively monitor political activity.

Contribution data service
With access to a third-party data feed of all political donations made in the US, the STAR system can automatically notify you of any contributions made by your employees. This can help you determine donation limits and further ensure employees do not breach corporate rules on political contributions.

I love the way we can see at a glance the status of all our compliance activities. Within a few moments I can make a decision of where I will focus my attention.
CCO Large Investment Adviser

Talk to the experts

If you’re looking for software with robust compliance solutions that will improve business efficiency while safeguarding the integrity and reputation of your organization, look no further. Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.