Product Spotlight: Broker-Dealer Registration With FINRA Integration

INCREASE VISIBILITY & PREDICTABILITY.

Managing license and registration shouldn’t require spreadsheets, email threads, or multiple systems. Join us for a live demo of Star’s Broker-Dealer Registration solution and see how deep integration with FINRA streamlines onboarding, automates U4/U5 workflows, and eliminates manual tracking—so you can stay audit-ready and keep reps revenue-generating. 

See How You Can: 

• Automate license and registration workflows from start to finish 

• Push and pull registration data directly to and from FINRA 

• Monitor U4/U5 status, CE deadlines, and exam progress in one place 

• Reduce compliance burden with automated alerts and task tracking 

• Gain full visibility across reps, teams, and supervisory structures 

Register now to see how StarCompliance simplifies FINRA registration and keeps your firm in sync with regulatory requirements.