The Transparency Gap In Fund Holdings
Funds are creating blind spots in employee trading controls. Learn how fund holdings transparency helps firms close gaps, improve visibility, and strengthen compliance oversight.
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Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
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StarCompliance Unveils New Wave Of Innovation Ahead Of Synergy ’26
StarCompliance announces new compliance technology innovations ahead of Synergy 2026, highlighting AI, automation, and integrated solutions for modern regulatory challenges.
Prediction Markets Are Now a Compliance Problem
What firms need to understand as regulators move from theory to enforcement Something significant happened at NYU Law School on March 31, 2026.
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Crypto Regulations Decoded
Discover key regulatory trends, compliance best practices, and insights to manage the evolving digital marketplace and build a strong employee compliance crypto program with confidence.
Fixing Broker-Dealer Registration Workflows
Less Friction, Better Visibility, Stronger Control License and registration workflows are still more complicated than they need to be for many broker-dealers.
The Crypto Rulebook Just Got Clearer
What It Means for Compliance Now On March 17, 2026, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) released long-awaited guidance that brings greater clarity to…
StarCompliance Transforms License & Registration Workflows with Automated FINRA Connectivity
Simplifying FINRA Submissions to Improve Speed, Accuracy, and the Employee Experience Rockville, MD – March 26, 2026 – StarCompliance (Star), a leading provider of employee and firm compliance technology,…
Firm Trade Surveillance Under MAR: Expectations Are Rising
Since its introduction in 2016, the EU Market Abuse Regulation (MAR) has set the standard for protecting market integrity, transparency, and investor confidence.
Global Compliance Leaders to Gather at StarCompliance Synergy ’26
London and Washington, DC Events will examine emerging risks and regulatory change Rockville, MD – March 18, 2026 – StarCompliance (Star), a leading provider of employee and firm compliance technology, today…
Crypto Compliance Enters a New Phase in 2026
Crypto compliance is entering a new phase. For the past several years, firms have watched digital asset regulation take shape across major jurisdictions.
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