FINRA’S Revised Gifts Rule
What the New $300 Limit Means for Compliance Programs In February 2026, the Securities and Exchange Commission approved FINRA’s amendments to Rule 3220, the…
Gifts & Entertainment
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StarCompliance Announces Integration with Concur Expense
StarCompliance Expense Tracking Connector Now Available in the SAP Concur App Center, Delivering Automated Solution to Firms Rockville, MD – November 20, 2025 — StarCompliance (Star), a leading provider of employee and firm compliance technology solutions, today launched an…
FINRA Gift Rules and Monitoring
Gift-giving and entertaining—commonly known as “wining and dining”—have long been integral to business practices, serving to build relationships and facilitate negotiations.
Political Contributions, Gifts and Entertainment: How to Take a Proactive Stance Against Bribery and Corruption
When it comes to the monitoring of employee conflicts relating to gifts and entertainment (G&E), and political contributions, it can be challenging for compliance…
Is Your Compliance Program Haunting You?
Stephen King, the world-famous author known for his horror stories, once stated, “We make up horrors to help us cope with the real ones.
Political Contributions – Emails, Texting, and Phone Calls…Oh My!
US presidential campaigning is alive and well, coming to you on any and all devices you own.
Best Practices to Strengthen Your Company’s Gift & Entertainment Policies
Gift and entertainment (G&E) policies can be a tricky road to navigate.
Avoid Santa’s Naughty List: How Gifts & Entertainment Infractions Have Impacted Companies In 2022
2022 has seen record-breaking enforcement actions for non-compliance with gifts-and-entertainment rules, and the year isn’t over yet.
Illegal Insider Gifting Poses New Compliance Risk For Firms
What is illegal insider gifting and why is it suddenly a potential problem for financial firms? In this week’s StarBlog, our resident insider-trading expert…