Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
Despite extensive compliance training, policies, and certifications, these three cases prove that personal greed continues to drive insider trading schemes—and that sophisticated surveillance tools…
Insider Trading, Confidential Information & Conflicts of Interest in 2025 Australia’s regulators have placed people risk at the center of market integrity policy.
Collaborating with Clients to Strengthen Compliance Every Day In today’s complex regulatory environment, maintaining employee and firm compliance is more than a legal requirement.
The Hidden Risk Compliance Teams Can’t Afford to Miss The total market capitalization of publicly traded companies holding cryptocurrency has surged to $160 billion,…
Digging through the data to detect insider activity doesn’t have to be as hard or inefficient as it’s become.
In the constantly shifting landscape of crypto regulation, clear leadership and forward-thinking policies are more essential than ever. On July 31, 2025, U.S.
Streamlining Compliance Supervision and Risk Management Rockville, MD – August 5, 2025 – StarCompliance (Star), a global leader in employee and firm compliance technology,…
New regulatory compliance challenges emerge On Thursday, August 7, an executive order was signed permitting alternative assets such as private equity, cryptocurrencies, and real…
A Rule 10b5-1 Cautionary Tale When used properly, the U.S.
