SEC Signals Regulatory Shift
Crypto FAQs and Custody Guidance Withdrawal On May 15, 2025, the U.S.
Employee Conflicts of Interest
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
Category
Industry
In The Room Where It Happened…
Industry Leaders Exchange Insights About the Future of Compliance There are moments when you find yourself listening in on a conversation so full of…
The $8.2 Billion Wake-Up Call
Why Your Firm Needs Smarter Trade Surveillance In fiscal year 2024, the Securities and Exchange Commission (SEC) secured a record-breaking $8.
From The Front Lines of Compliance
Your Ultimate Guide to Smarter, Stronger Compliance Programs At Star, we have the privilege of working alongside some of the sharpest minds in compliance.
What the DOJ’s New Enforcement Memo Really Means for Financial Service Firms
In May 2025, the U.S.
Australia’s Capital Markets Are Evolving…
And So Are Regulatory Expectations The Australian Securities and Investments Commission (ASIC) has released a major discussion paper highlighting the dynamic shifts between Australia’s…
Crypto Under The Microscope
How FCA’s DP25/1 Sets the Stage for Stricter Compliance As part of its expanding crypto regulatory roadmap, the UK’s Financial Conduct Authority (FCA) released…
Understanding Personal Account Dealing Policy and Compliance
What the FCA has to say about personal account dealing, and how StarCompliance can help.
Japan Confronts Insider Trading Risks In The Global And Digital Era
As Japanese companies expand their global footprint and the digital asset market continues to mature, Japan is confronting a surge in insider trading risks…