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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

ABOUT US

The compliance technology specialists you can trust

StarCompliance is 100% dedicated to providing advanced conflict of interest mitigation systems to major firms and financial institutions. No-one has more experience or expertise in this specialist area.

Today, our software is used by hundreds of thousands of employees at firms around the world.

StarCompliance is a leading provider of compliance and regulatory solutions for financial services and enterprise firms. We provide compliance software with a focus on global regulations including, SEC, FINRA, FCPA, FCA, UK Bribery Act, and MiFID. Our solutions provide a fully configurable platform that manages the complex and burdensome processes associated with managing regulatory compliance, connecting all areas of your business and providing a 360-degree view of employee activity and behavior.

The story of StarCompliance

Founded in 1999, StarCompliance was established to address the pressing need for intelligent compliance management solutions for large financial services institutions. The raft of global regulations and the complexity involved in managing potential conflicts of interest and market abuses in a workforce of thousands, spread across multiple locations, meant that compliance teams needed help to safeguard the reputation and integrity of their organizations while remaining efficient. The STAR platform developed by StarCompliance directly addressed this need, giving compliance teams a time and resource-saving way to deliver robust compliance-management programs that fulfilled the requirements of all regulations.

Our team of expert developers, analysts and R&D specialists now work tirelessly to continuously enhance and improve our product, as new threats and regulations emerge, ensuring the software adapts constantly to the ever-changing regulatory landscape. We provide our clients with an integrated and streamlined compliance process for managing, preventing, detecting, reporting and resolving employee conflicts of interest and market abuses through a single, user-friendly application. Our software is backed by our best-in-class client services team, which offers full support, from product implementation and training to every-day product and technical support.

Our web-based compliance application is supported by unrivalled technology in our hosting facilities, servers and the software itself. We develop our application entirely in-house, with no third-party components or features – ensuring complete data privacy and security. In addition, we hold the internationally recognized ISO 9001 and ISO 27001 certifications.

StarCompliance has dual-headquarters in the United Kingdom and the United States. In 2017, StarCompliance joined the Luminate portfolio of market-leading SaaS companies. The investment by Luminate recognized our market leadership, the ingenuity of our products and our growth potential. For clients, it means even greater investment in product development, infrastructure, processes and controls to improve our solutions and ensure we provide the most trusted and reliable compliance software in the market.

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Jennifer Sun

Chief Executive Officer
As the CEO of StarCompliance, Jennifer Sun oversees all major corporate decisions and is responsible for the direction and growth strategy of the organization. Jennifer joined Star in September of 2018, bringing with her more than 20 years of experience in traditional finance and fintech. Jennifer started her career at Goldman Sachs and went onto help launch Epoch Partners, a technology-enabled investment bank that was later purchased by Goldman Sachs. Jennifer has held multiple leadership roles within the financial sector, most recently at Ipreo—as Executive Vice President and Managing Director of Equity Capital Markets and Executive Vice President of Global Client Relations. Jennifer played a critical role in the sale of Ipreo to IHS Markit in August 2018.
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Bill Chatterton

Chief Financial Officer
As the CFO of StarCompliance, Bill Chatterton manages all financial aspects of the company while providing strategic financial leadership and direction to ensure Star’s long-term growth and success. Bill joined Star in August of 2018, bringing with him over 20 years of experience in finance and technology. Bill has held multiple leadership roles within the tech sector—including QuadraMed, Kastle Systems, and MicroStrategy. Prior to Star, Bill most recently served as Chief Financial Officer at xG Health Solutions.
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Paul Hebert

Chief Revenue Officer
As the CRO of StarCompliance, Paul Hebert oversees the acquisition of new business and the retention of current clients. Paul joined Star in November of 2018, bringing with him over 30 years of experience in the financial sector. Paul has held multiple leadership roles in the finance and tech industries, including at Citigate and Thomson Reuters. Prior to joining Star, Paul most recently served as Managing Director and Executive Vice President of Corporate Investor Relations at Ipreo, where he played a critical role in its sale to IHS Markit in August 2018.
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Edward Vincent

Chief Operating Officer
As the COO of StarCompliance, Edward Vincent oversees the ongoing operational functions and processes of the business to support Star’s blue-chip customer base. Edward joined Star in October of 2018, bringing with him over 15 years of experience within the financial services sector. Edward has held multiple leadership roles within finance and insurance, including Thomson Financial and Vertafore. Most recently Edward served as Partner and President at Shore Group Associates—a global provider of data solutions to the financial services industry.
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Sunil Sehdev

CHIEF TECHNOLOGY OFFICER
As the CTO of StarCompliance, Sunil Sehdev oversees the considerable technological interests of the company—ensuring the tech strategy serves our business strategy. Sunil joined Star in 2014, bringing with him more than 20 years of experience in the development of financial software solutions at organizations like Thomson Reuters and Lucent Technologies. Sunil has held multiple leadership roles within the software development and financial services sectors—his most recent being Head of Research and Development at NICE systems, an enterprise software development firm.

Board of directors

Hollie-Haynes

Hollie Haynes

Managing Partner at Luminate Capital Partners
Hollie Moore Haynes is the Managing Partner of Luminate Capital Partners and is based in San Francisco, CA. Prior to founding Luminate, Hollie focused on software private equity investing at Silver Lake. Earlier in her career she worked in private equity at Hellman & Friedman and in investment banking at Morgan Stanley & Co. She graduated from Harvard University with an A.B. in Economics and received an M.B.A. from the Stanford University Graduate School of Business.
Mark Haidet

Mark Haidet

EXECUTIVE CHAIR OF STARCOMPLIANCE & OPERATING PARTNER AT LUMINATE CAPITAL PARTNERS
Mark Haidet is an Operating Partner at Luminate Capital Partners and is based in Atlanta, GA. Prior to Luminate, Mark founded and served as CEO of Orderly, a restaurant technology company and co-founded the restaurant group Takorea. He was also a founding partner of Actuate Partners, a technology investment group and advisor to Silver Lake. Earlier in his career he held various positions including CFO at Radiant Systems, which was known as the leading provider of technology solutions to the retail and hospitality industry before being acquired by NCR. Mark began his career as a management consultant and accountant with Arthur Andersen. Mark received his B.S. in Accounting at Miami University.
MEpstein

Marc Epstein

Board Member, StarCompliance
Marc serves on the Board of Directors for StarCompliance. He was founder and CEO of Star from 2002-2018 and responsible for the strategic direction, financial management and operation of the company. During Marc's tenure, the company experienced double-digit growth year after year and became the industry leader in compliance monitoring solutions after Marc led the organization through a re-write of the product to allow for greater scalability and innovation. In 2016, Marc engineered the first PE investment in Star history to Luminate Capital Partners and set the stage for the next era of growth. Prior to joining StarCompliance, Marc was a senior executive with Xpedite in the UK, where he led revenue growth from zero to $30 million in annual sales and led the sale of the company for $85 million. Marc received a BBA in International Business from The George Washington University.
Scott Kingsfield

Scott Kingsfield

OPERATING PARTNER AT LUMINATE CAPITAL PARTNERS
Scott Kingsfield is an Operating Partner at Luminate Capital Partners and is based in Atlanta, GA. Prior to Luminate, Scott served as President of the Retail Division at NCR. Before joining NCR he held multiple executive roles at Radiant Systems, which was known as the leading provider of technology solutions to the retail and hospitality industry. Scott began his career as a management consultant with Arthur Andersen and Price Waterhouse. Scott received his B.A. in Finance from Georgia State University.
Dave-Ulrich

Dave Ulrich

PRINCIPAL AT LUMINATE CAPITAL PARTNERS
Dave Ulrich is a Principal at Luminate Capital Partners and is based in San Francisco. Prior to joining Luminate, Dave was an investment professional at Mainsail Partners. Prior to Mainsail, Dave was a technology investment banker at RBC Capital Markets. Dave received his M.A. in Finance and his B.A. in Economics from Claremont McKenna College.

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CONTACT

CONTACT DETAILS

US
+1 301-340-3900

UK
+44 (0)20 3841 5126

SALES
sales@starcompliance.com

Media & Communications
Melissa Macatuno
Director of Marketing
melissa.macatuno@starcompliance.com

OFFICE LOCATIONS USA

WASHINGTON DC
9200 Corporate Blvd
Suite 440, Rockville,
MD 20850

NEW YORK
370 Lexington Ave
Suite 501, New York,
NY 10017

HOUSTON
1776 Woodstead Court
Suite 220
The Woodlands, TX 77380

OFFICE LOCATIONS UK

YORK
The Catalyst
Baird Lane, Heslington
York YO10 5GA

LONDON
Broadgate Circle
2nd floor, 1-2 Broadgate
London EC2M 2QS

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