Alyssa Heim is a Managing Director at Kroll in the Financial Services Compliance and Regulation practice. With over 12 years of regulatory experience, she specializes in assisting private fund managers and investment advisers across their business cycles.
Alyssa’s expertise includes SEC and NFA registrations, compliance infrastructures, forensic testing programs, mock examinations, regulatory examinations, due diligence of alternative data providers, and NIST standards for cyber security requirements and adviser best practices.
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