Is Your Compliance Program Meeting the Challenge?

Modern compliance demands automation, efficiency, and adaptability. Are you confident your program is keeping pace? Take our free Compliance Risk Review to discover how your compliance program measures up—and how StarCompliance can help optimize it.

This quick, eight-question quiz will:

• Evaluate your current compliance capabilities
• Pinpoint areas for improvement
• Provide tailored recommendations based on your results

Ready to see how your program stacks up? Let’s get started.

How to Take This Quiz

Each question asks you to rate a specific function of your current employee compliance management solution. Answer each question using a scale of 1–4, with 1 being the lowest score and 4 being the best.

Ready? Let’s see if your compliance program holds up to scrutiny.

Automation

How effectively does your system automate pre-clearance processes? (e.g. employee personal trading, political contributions, etc.)(Required)

1

2

3

4

Surveillance

How well does your system run surveillance against previous employee trades to identify potential issues?(Required)

1

2

3

4

Incident Management

How effectively does your system raise, investigate, and close compliance cases?(Required)

1

2

3

4

Insider Trading Detection

How well does your system detect possible insider trading?(Required)

1

2

3

4

Certifications

How effectively does your system manage initial, quarterly, and annual certifications?(Required)

1

2

3

4

Reporting

How configurable are your system’s compliance reports?(Required)

1

2

3

4

Language Support

Does your system effectively support multiple languages?(Required)

1

2

3

4

Time Zone Management

How well does your system support multiple time zones?(Required)

1

2

3

4

Your Results Are In!

Based on your responses, we’ve provided tailored insights into how your compliance program is performing and how StarCompliance can help you improve and maintain excellence.

Name(Required)

First Last

Email(Required)

Company(Required)

Industry(Required)

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Is Your Compliance Program Meeting the Challenge?