SMCR Is Evolving – Accountability Still Leads The Way
Over the next 18 to 24 months, the UK’s Senior Managers and Certification Regime (SMCR) is expected to undergo reform.
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Over the next 18 to 24 months, the UK’s Senior Managers and Certification Regime (SMCR) is expected to undergo reform.
What Firms Need to Know to Stay Compliant The Financial Conduct Authority (FCA) has issued new guidance aimed at improving the quality and consistency…
The Financial Conduct Authority (FCA) has recently communicated with firms in the Asset Management and Alternatives sector to build on the supervisory direction set…
As Bonus Caps Increase, So Could Risk Barclays recently became the first major British bank to significantly raise the bonus caps for its senior…
2016 to 2024: A Decade of Regulatory Transformation The world of regulatory compliance is one of constant evolution, driven not only by the ever-changing…
Putting The Consumer First As the Financial Conduct Authority (FCA) continues to move toward the implementation of Consumer Duty, on July 31, 2024, financial…
In the UK, the Financial Conduct Authority (FCA) is looking to bring higher and clearer standards of consumer protection in retail financial services through…
Partnership reflects StarCompliance’s expanding client footprint in the United Kingdom
In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for…