Crypto Oversight Is No Longer Optional
Survey findings reveal widening gaps in employee crypto trading compliance The Fifth Annual Crypto and Compliance Market Study from StarCompliance (Star) highlights a growing disconnect between…
Regulations
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Hong Kong’s Crypto Push Raises the Bar for Compliance
According to a recent article in The Block, Hong Kong is accelerating its push to become a global digital-asset hub, and regulatory expectations are rising…
What FINRA’s 2026 Oversight Report Signals for Surveillance, Market Abuse, and “Whole Program” Control
FINRA’s 2026 Annual Regulatory Oversight Report is not a list of new rules; it is a practical map of where breakdowns keep happening, and what FINRA…
Industry Update for Broker-Dealers
SEC Eases Long-Standing Global Research Settlement Restrictions The Securities and Exchange Commission SEC has formally agreed to ease the long-standing restrictions imposed under the early-2000s Global Research Analyst Settlement,…
The UK’s 2025 Crypto Regulatory Overhaul
Why MARC Signals a New Era for Market Integrity and a New Mandate for Compliance Teams Note: The overview of key regulatory developments was provided…
Crypto in Africa: Monitoring-Ready Compliance Is Now a Must
As cryptocurrency adoption surges across Africa, the regulatory landscape is shifting from informal beginnings to a far more structured and closely watched environment.
SEC 2026 Examination Priorities
A Back-to-Basics Agenda with Familiar Risks Ahead What Compliance Teams Need to Know The Securities and Exchange Commission’s (SEC) Division of Examinations has released…
Japan’s Push to Ban Insider Trading in Crypto Could Set A Global Standard
As digital assets move from hype to the heart of global finance, Japan is drawing a line between innovation and integrity as they take a decisive step forward.
Navigating Jurisdictional Uncertainty
Compliance Lessons from Emerging Prediction Markets As prediction markets gain mainstream traction, regulators and compliance professionals alike are grappling with a fundamental question: who has jurisdiction? The…