SEC Signals Regulatory Shift
Crypto FAQs and Custody Guidance Withdrawal On May 15, 2025, the U.S.
Regulations
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In The Room Where It Happened…
Industry Leaders Exchange Insights About the Future of Compliance There are moments when you find yourself listening in on a conversation so full of…
The $8.2 Billion Wake-Up Call
Why Your Firm Needs Smarter Trade Surveillance In fiscal year 2024, the Securities and Exchange Commission (SEC) secured a record-breaking $8.
From The Front Lines of Compliance
Your Ultimate Guide to Smarter, Stronger Compliance Programs At Star, we have the privilege of working alongside some of the sharpest minds in compliance.
New ESMA Guidelines Signal Stricter Crypto Scrutiny
The European Securities and Markets Authority (ESMA) has taken a major step forward in shaping the regulatory landscape for crypto assets across the European…
Australia’s Capital Markets Are Evolving…
And So Are Regulatory Expectations The Australian Securities and Investments Commission (ASIC) has released a major discussion paper highlighting the dynamic shifts between Australia’s…
Understanding Personal Account Dealing Policy and Compliance
What the FCA has to say about personal account dealing, and how StarCompliance can help.
FAR 2025: Why it Pays to Have a Comprehensive Individual Accountability Regime Solution
All around the world, regulators are increasingly reforming and introducing new individual accountability regimes to help strengthen market integrity and ensure financial services employees…
Japan Confronts Insider Trading Risks In The Global And Digital Era
As Japanese companies expand their global footprint and the digital asset market continues to mature, Japan is confronting a surge in insider trading risks…