When Accountability Fails
Explore what a recent FCA enforcement action reveals about the importance of strong SMCR management, individual accountability, and effective governance.
IAF
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
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IAF Countdown
Expert Insights to Prepare for SEAR’s July Expansion With the July 2025 extension of SEAR to include Non-Executive Directors (NEDs) and Independent Non-Executive Directors…
Navigating the Individual Accountability Framework: Compliance Tips for Financial Firms
Since the 2008 global financial crisis, the shift toward greater accountability has been monumental and ongoing, with new regulations emerging nearly every year since.
Non-Executive SEAR 2025 Deadline is Approaching
Is your firm prepared for this and future regulatory milestones? With the Senior Executive Accountability Regime (SEAR) extending to non-executive and independent non-executive directors…
Best Practices for Adhering to IAF Regulations
With regulations constantly changing worldwide, understanding Ireland’s Central Bank’s IAF (Individual Accountability Framework) instituted in March 2023 is crucial for business.
3 Key Insights From Star’s “IAF Made Simple: Your Roadmap to Compliance Success” Webinar
Missed Star's recent webinar, IAF Made Simple? Get the 3 key takeaways on how firms can prepare for upcoming IAF Deadlines in this week's blog.
Financial Regulatory Compliance: What to Know For 2023 – Part 2
In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for…