Liability Management, Defaults, and the MNPI Risk Hiding in Plain Sight
This discussion connects the current liability management cycle with how organizations approach material, nonpublic information (MNPI), conflicts, and trading oversight.
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Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
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What FINRA’s 2026 Oversight Report Signals for Surveillance, Market Abuse, and “Whole Program” Control
FINRA’s 2026 Annual Regulatory Oversight Report is not a list of new rules; it is a practical map of where breakdowns keep happening, and what FINRA…
2025 in Review: Highlights From 2025 and What Comes Next
As 2025 comes to a close, we’re reflecting on 10 of our most popular blogs from the year.
Crypto in Africa: Monitoring-Ready Compliance Is Now a Must
As cryptocurrency adoption surges across Africa, the regulatory landscape is shifting from informal beginnings to a far more structured and closely watched environment.
Certifications & Attestations: Getting The Heart Of The Compliance Process Right
The case can be made that certs are where compliance starts.
SEC 2026 Examination Priorities
A Back-to-Basics Agenda with Familiar Risks Ahead What Compliance Teams Need to Know The Securities and Exchange Commission’s (SEC) Division of Examinations has released…
Deal Momentum Is Back… So Is the Need for Strong MNPI and Watch List Controls
After months of muted activity, global M&A and leveraged finance markets are finally gaining momentum.
Shaping Compliance Together: Real-World Lessons
Insights from StarCompliance Clients At StarCompliance (Star), partnership with our clients is at the heart of innovation.
Navigating Jurisdictional Uncertainty
Compliance Lessons from Emerging Prediction Markets As prediction markets gain mainstream traction, regulators and compliance professionals alike are grappling with a fundamental question: who has jurisdiction? The…