BEAR to FAR: Navigating Accountability in a New Regulatory Era
As part of StarCompliance’s (Star) commitment to exploring the compliance topics that matter most to our clients and the wider regulatory community, we recently…
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
As part of StarCompliance’s (Star) commitment to exploring the compliance topics that matter most to our clients and the wider regulatory community, we recently…
All around the world, regulators are increasingly reforming and introducing new individual accountability regimes to help strengthen market integrity and ensure financial services employees…
One Year On – Preparing Supers and Insurers for What’s Ahead It’s been just over a year since the Financial Accountability Regime (FAR) came…
Independent market study highlights an opportunity for financial services firms to establish a culture of individual accountability with employee compliance software.
As accountability regulations become more prescriptive, being able to evidence your compliance will only become more important.