Conflict of interest and market abuse detection and mitigation are simplified, eliminating the need for paper-based processes and minimising the need for manual intervention.
Automated processes and decision-making improve your efficiency, freeing up resources to focus on enhancing compliance programmes and dealing with high-risk incidents.
Daily compliance management tasks such as pre-clearance, surveillance and reporting are automated, saving time and enhancing team performance.
Gives data-entry control back to employees, giving them an easy-to-use system to register pre-clearance requests, report compliance-related activity and approve certificates and attestations.
Real-time, accurate data from leading investment and data management organisations eliminates the need for manual reconciliation of employee data and automatically identifies data abnormalities.
A range of products, features and services to suit your specific requirements.Learn more
Functions and features can be adapted to your needs and working practices.
Automatically generated reports provide senior management with information that’s easy to interpret and compare.
Automation of every-day activities, including rules, emails, review alerts, certification and attestation deadlines - saves you time and money.