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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 



Scalable, secure, robust compliance technology that’s trusted worldwide

When you opt to introduce the STAR system into your business, your technology team can rest assured that the platform is completely secure, fully scalable and designed for easy implementation and seamless migration. Star Compliance invests heavily in system security. The STAR platform is now trusted by more than 150 enterprise financial institutions around the world.

StarCompliance is ISO certified, SOC2 Type II compliant, and a Microsoft Gold Partner with a nimble and responsive development organization, able to respond quickly to technology-related requests and issues as they arise.

Compliance software designed by technology specialists for technology specialists:

Compliance security

StarCompliance deploys the highest levels of security in its software and networks, including single sign-on, roles-based access control, data encryption in-transit and at-rest, firewalls with IPS, Host Intrusion Prevention Systems (HIPS), endpoint security and much more. Learn More.

Technical integration

The STAR system can integrate with a large number of other enterprise systems including HR, expense, order management and trading systems. A range of standard file import specifications is available to allow your IT development groups to immediately identify and extract the required information. The STAR application includes a range of features to help IT operations teams monitor the receipt and processing of all data feeds. StarCompliance also offers a range of pre-built data integrations to provide security reference data, pricing and market data, news event data and political contribution data.

Implementation and delivery

For each implementation, StarCompliance provides a detailed timeline, outlining all major steps in the process, and the estimated time for each task. From initial contract to implementation, broker feeds, data migration, and more, we take the lead and provide clarity about each step – to ensure we meet the agreed upon go-live date. We use a robust project management tool to stay on track and make the whole process as simple and stress-free as possible for your technology team.

Data location security

StarCompliance data hosting locations are subject to the very highest levels of physical security, including 24/7 security guards, advanced biometric access systems, multiple power back-up systems and buildings featuring false entrances, vehicle blockades, bulletproof glass/walls and cameras with digital recorders. Learn more.

IT surveys and questionnaires

As part of the sales process, StarCompliance has completed more than 100 in-depth security questionnaires, third-party risk assessments and security due diligence assessments for clients – demonstrating the quality of our technology and the rigor of our security processes. Our ability to fulfil all data security requirements enables us to complete these questionnaires without delay, demonstrating our robust approach to information security management – and accelerating the sales process.

Project management and communication

Throughout the implementation and migration program, we maintain constant contact with you. We give you a login to our project management tool, so you have complete insight into the project’s pace, milestones, tasks and more. You can set up any number of users on the project management tool, assigning different levels of visibility and responsibility to each individual. When you work with StarCompliance, you have complete confidence that you’re getting a high-quality, pre-configured solution for your organization – delivered right on schedule.

How can STAR help you?

Project overview

You can view information on project start/end dates, tasks in-progress, completed or imminent, project milestones, task owners and more.

Estimated hours by task

For each task you can see the estimated hours, start date and times, expected due dates and who will complete the tasks.


Keep track of key deliverable dates, people assigned to each milestone, event details, and the progress towards completion over time.

Gantt charts

View the entire project and individual tasks in an illustrated project schedule, complete with start and end dates and summary elements.

Technology Team login screen

Microsoft Gold Partner

StarCompliance is a Microsoft Gold Partner for Application Development. Gold Partners are within the top 1% of Microsoft’s solutions partners. This level of Microsoft validation demonstrates our commitment to improving the skills of our software developers, assuring clients of the quality and stability of our software. It gives us access to the tools and support we need to stand out in the marketplace and build the closest possible working relationship with Microsoft.

Microsoft Partner

If you’re an enterprise financial firm operating in the complex regulatory environment of the global economy, staying compliant is imperative. Our comprehensive guide will take you step-by-step through the build-or-buy process, and give you actionable insights for determining which direction is right for you.



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Talk to the experts

If you’re looking for software with robust compliance solutions that will improve business efficiency while safeguarding the integrity and reputation of your organization, look no further. Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.