Find out how this AI-assisted tool streamlines marketing and advertising review to meet FINRA and SEC guidelines, detecting unsubstantiated claims and misrepresentations, reducing bottlenecks, and delivering compliant communications at scale.

Establishing a Best-In-Class Compliance Framework Watch LSEG’s Marketplace webinar to hear from London Stock Exchange and Marketplace members StarCompliance and Zenitech as they discuss…

In today’s fast-evolving regulatory landscape, a robust Training & Competency (T&C) framework is essential—not only for meeting regulatory requirements but for protecting your firm,…

As FAR extends the principles of BEAR to superannuation and insurance sectors, it is crucial for industry leaders to understand the lessons learned from the banking sector’s experience with BEAR.

Hear from London Stock Exchange and marketplace members IDX, StarCompliance, Soft Serve and Zenitech as they delve into the technology trends that can transform your business.

In the fireside chat style webinar, we'll discuss the latest EU regulation MiCA, UAE's VARA regulation and how the US will be impacted by the change in presidential leadership.

Keep your compliance team in the know and reduce the chances of market abuse, with our easy-to-use insider trading solution.

One of the biggest challenges in employee compliance is automating, monitoring, and cataloguing employee trades and investment activities in real-time, to ensure compliance with…

EXTERNAL WEBINAR Distinguished Panel of Experts As traditional finance (TradFi) and digital assets, like crypto, continue to converge, the people and technology that will…