Consumer Duty Demystified: Insights & Strategies for Compliance
Consumer Duty remains a top priority for the FCA.
Building A Sustainable L&R Program:
Strategies For Long-Term Success Join us virtually for an insightful on-demand webinar with License and Registration experts from Kroll and SIA as we discuss…
Leveraging Technology to Help Meet Consumer Duty
StarComplaince's Andy Atkinson provides insights, advice, and best practices for meeting the July implementation deadline for Consumer Duty with Confidence
25 Years In Employee Compliance
A look back at the evolution of our industry and the regulators, firms, and innovative technologies that have inspired change.
Harnessing Technology for FAR Success
In this webinar, Andy Atkinson, Director of Product at StarCompliance, will join Liam Hennessy, Avryl Lattin, and Matt Ellis, market leaders in accountability regimes…
Whistleblowing in the US: What Market Participants Need to Know
Join Star and Kroll for guidance on how to meet whistleblowing requirements outlined in the Sarbanes-Oxley Act and the Securities Exchange Act of 1934.
Part 1: The Convergence of HR, Ethics & Compliance
An interactive chat with compliance practitioners from State Street and Citibank, discussing the converging lines between HR, Ethics & Compliance.
FAR Decoded: Key Insights & Strategies for Success
An interactive chat with Gilbert + Tobin’s financial services expert, Silvana Wood to discuss FAR & how you can prepare!
IAF Made Simple: Your Roadmap to Compliance Success
Watch for an engaging fireside chat with expert advice, valuable insights, & best practices on crafting a successful roadmap for IAF!