Australian Shadow Trading Unveiled

In the complex world of regulatory compliance in Australia, understanding the perspectives of both regulators and enforcement bodies is crucial for any organisation. This webinar provides a unique opportunity to gain firsthand insights into the topic of Shadow Trading. Attendees will benefit from the expertise and strategic advice of an experienced regulator and a skilled prosecutor, who will share their knowledge, insights, and practical guidance on how to protect your firm from this growing risk. 

Topics will include:

• An Overview of Shadow Trading and Its Potential Impact on Market Fairness
• Understanding and Analyzing Economically Linked Corporate Networks
• A Detailed Examination of Two Recent SEC Shadow Trading Cases and Their Respective Outcomes
• Shadow Trading Policies: Should You Implement One, or Is Your Insider Trading Policy Sufficient?
• Strategic Risk Mitigation Insights for Strengthening Your Compliance Program