Starting the Year Strong With London Stock Exchange Group
Establishing a Best-In-Class Compliance Framework Watch LSEG’s Marketplace webinar to hear from London Stock Exchange and Marketplace members StarCompliance and Zenitech as they discuss…
Future-Proofing Your T&C Framework: Tech, Risk, and Regulatory Change
In today’s fast-evolving regulatory landscape, a robust Training & Competency (T&C) framework is essential—not only for meeting regulatory requirements but for protecting your firm,…
BEAR to FAR: What Supers & Insurers Can Learn from the Banking Sector
As FAR extends the principles of BEAR to superannuation and insurance sectors, it is crucial for industry leaders to understand the lessons learned from the banking sector’s experience with BEAR.
Technology Trends to Transform Your Business With London Stock Exchange Group
Hear from London Stock Exchange and marketplace members IDX, StarCompliance, Soft Serve and Zenitech as they delve into the technology trends that can transform your business.
Navigating Global Crypto Regulations
In the fireside chat style webinar, we'll discuss the latest EU regulation MiCA, UAE's VARA regulation and how the US will be impacted by the change in presidential leadership.
Product Spotlight: Insider Trading
Keep your compliance team in the know and reduce the chances of market abuse, with our easy-to-use insider trading solution.
Product Spotlight: Personal Trading
One of the biggest challenges in employee compliance is automating, monitoring, and cataloguing employee trades and investment activities in real-time, to ensure compliance with…
How Compliance People And Technologies Can Shape The Future Of Crypto Governance, Risk and Compliance
EXTERNAL WEBINAR Distinguished Panel of Experts As traditional finance (TradFi) and digital assets, like crypto, continue to converge, the people and technology that will…
Individual Accountability in Practice
Building a culture of responsibility The Individual Accountability Regime (IAR) is designed to ensure that individuals working within financial institutions are held accountable for…