StarCompliance

Directeur, gestion de produit

Nathan Nicholls

Nathan Nicholls is Director, Product Management at StarCompliance, responsible for its Individual Accountability, Training & Competency and Broker-Dealer Registration solutions. With over 20 years’ experience spanning financial services, business analysis, consultancy and product development, Nathan brings a practical understanding of how technology can support firms’ compliance needs. He works closely with clients and engineering teams to translate complex requirements into clear, usable solutions that strengthen accountability, support employee competence and simplify compliance processes.

Articles par auteur

UK SM&CR Reform: What Changes, What Stays, And What’s Next
By: Nathan Nicholls

The FCA and PRA’s proposed UK SM&CR reforms could reshape compliance requirements while maintaining core obligations around individual accountability, competence, and regulatory oversight.

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