Brainiac Bar Tips & Tricks:
Statement Tracking
November 3
@ 10:00 AM EST
Join us for an overview of Statement Tracking on November 3, where we’ll explore the tools and functionality available to help monitor brokerage statements…
ClientConnect Live!
November 4
@ 10:00 AM EST
Get an inside look at what’s next from StarCompliance Enterprise at ClientConnect.
Product Spotlight: Individual Accountability Regime
November 10
@ 10:00 AM BST
Although each regime (SMCR in the UK, IAF in Ireland, IAC in Singapore, and FAR in Australia), has established its own unique set of terms and underlying expectations, the result remains the same; to strengthen individual accountability across an organization to mitigate risk and identify red flags sooner.
Product Spotlight: Employee Conflicts Of Interest
November 11
@ 10:00 AM EST
When it comes to reducing risk, compliance-process automation software—like the STAR Platform—can play a big role. Automation means being able to set a process in motion and know the job is being done properly.
Product Spotlight: Broker-Dealer Registration With FINRA Integration
November 12
@ 10:00 AM EST
Managing license and registration shouldn’t require spreadsheets, email threads, or multiple systems.
Brainiac Bar Tips & Tricks:
Reporting
November 17
@ 10:00 AM ET
Need an overview of the Reporting and Data Export features in STAR’s ECOI platform? Join our next Brainiac Bar on November 11 at 10AM…
Product Spotlight: Crypto Dealing
December 10
@ 10:00 AM ET
Digital asset regulations are coming—and Star has the leading crypto compliance solution on the market to help you prepare for what’s to come.