White Papers

11th July 2016
The Insider List Management white paper describes new module that supports compliance with regulations released around managing insider lists as part of the market abuse regime.
18th May 2016
This white paper offers guidance for compliance teams who wish to use software tools and news data sources to detect and resolve possible illegal insider trading activity.
04th May 2016
This white paper compares two popular approaches for addressing employee conflicts of interest using technology solutions. A firm may choose to either build their own solution internally or buy a vendor solution. The document includes some key areas to consider when evaluating the true cost of ownership of either solution.
01st April 2016
This white paper describes solutions for acquiring and processing personal trading data to facilitate monitoring of employee personal trading activity.
20th January 2016
This white paper offers some useful guidance for companies and individuals who are considering a technology solution to address employee conflict of interest challenges.