Hold Your Firm to a Higher Standard
Regulatory expectations are rising. Ensure individual accountability and global compliance with a platform built for confidence and traceability.
Star’s Individual Accountability Regime Solution
From SMCR in the UK to FAR in Australia, regulators are increasingly holding senior managers personally accountable for conduct and compliance failures.
Star’s Individual Accountability Regime (IAR) solution gives you the tools to clearly define responsibilities and maintain a defensible audit trail. With intuitive dashboards and automated workflows, you can track accountability structures firm-wide and adapt quickly to regulatory changes.
Don’t let complexity put your firm at risk. Book a demo to see how Star’s IAR solution streamlines compliance, provides complete transparency for regulators and senior managers, and fosters a culture of ownership.
Request a Demo
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
Conflicts
Protect your employees and reduce risk with a suite of solutions designed to address a range of potential employee conflicts.
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 35+ exchanges, 30+ blockchains, 200+ tokens.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Monitor employee trading against market activity and public news to detect potential insider risks.
Incident Management
Streamline HR and compliance processes while providing employees with a safe, anonymous space to report incidents.
Offer employees multiple reporting channels and simplify incident intake, management, and resolution.
Enable global reporting with multilingual support across 65+ languages.
Control Room & MNPI Management
Organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single source of truth.
Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
Complete marketing and advertising reviews faster with AI assistance.
Individual Accountability & Training
Comply with global accountability regimes by fortifying employee accountability, training, and competency.
Meet regulatory requirements across the UK, Singapore, Ireland, and Australia.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
Broker-Dealer Registration
Gain transparency and confidently manage license and registration workflows in one centralized platform.
Streamlined broker-dealer licensing and registration processes for employees and compliance teams.
Compliance Teams
Providing a single, user-friendly system to monitor and manage employee activity and behavior.
Human Resources
Empowering executives, HR representatives, and compliance managers to uphold best practices and mitigate risk.
Technology Teams
Supporting IT teams with easy implementation and seamless migration.
