Automate and streamline employee trade pre-clearance and related conflict detection workflows. Highly configurable and user-friendly for both monitored employees and compliance teams, the STAR Platform reduces operational friction and firm risk.
The STAR Platform is powered by a robust rules engine and configured to your organization’s unique needs and policies. This leverages vast amounts of data like employee information, user group and line of business relationships, and marketplace data, to automate employee pre-clearance, surveillance, and other conflict checking workflows to streamline processes and increase efficiency. Easily configurable, compliance teams can manage and update the rules engine directly from their admin portal.
You can also pre-clear with the following STAR products:
Gifts & Entertainment, Outside Activity, Political Donations, Private Investments
You can also survey with the following STAR products:
Gifts & Entertainment, Political Donations
This feature is also available with the following STAR products:
Gifts & Entertainment, Private Investments
This feature is also available with the following STAR products:
Outside Activity, Private Investments
Star’s partnership with Argus provides the most comprehensive and forward-thinking compliance solution in the market. Manage employee trading, monitor MNPI, and supervision regarding securities and crypto currency in one, end-to-end digital assets solution.