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Our experts partner with compliance teams around the world to provide customisable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardise your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

COMPLIANCE SUPPORT

Always at your service – from planning to implementation and ongoing support

StarCompliance is dedicated to providing the highest standards of personalised service and support to your business. Our team of compliance technology specialists will support you every step of the way as you implement the STAR platform in your business – from initial advice and planning, through to configuration, migration, deployment and ongoing support.

Implementing STAR compliance technology in your business

To assess the benefits of the STAR platform for your business, we can arrange an initial proof of concept implementation. This will give you a sub-set of the system for testing, evaluation and comparison with alternative systems. If you decide to go ahead with full implementation, you will be assigned a dedicated implementation team. They will manage the entire process, from assessing your requirements and planning the installation, through to configuring the software, integrating all data feeds and fully testing the system.

Providing a smooth, timely implementation and migration experience is of the highest importance to Star. The implementation and migration team leverage a robust project management tool, providing you complete access and transparency across the entire lifecycle of the project. Gain insight into open tasks, upcoming milestones and the project timeline. Upload and share files across a secure connection, create unlimited users and assign roles, run and export project reports and more. With real-time insight into the progress of your implementation, you can remain confident and stress-free as we work diligently to meet your go-live date.

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Customised training and support

We provide comprehensive, personalised training for key compliance personnel responsible for maintaining the system, supported by a dedicated training expert. You will receive post go-live training, customised to your needs. Training can include:

  • User creation and management
  • Rules and work flow configuration and review
  • Document creation and distribution
  • Reporting
  • Data file and broker feed processing
  • Architecture and technical work flow overview
  • Client and technical support FAQs and problem resolution

You also have access to a robust knowledge base, user guides and monthly training webinars to support your day-to-day usage of the STAR compliance technology. New resources and training sessions are also available whenever new features and enhancements are added to the platform, ensuring you can take full advantage of the software.

Ongoing support – wherever you are

With compliance support teams based in both the US and the UK, we provide workday coverage wherever you are located. Our experienced team is ready to help with any issues, from adding new users to reconfiguring the application to meet your specific needs. This is supported by our detailed knowledge base, user guides and monthly webinars, which support your use of the platform. Our support services include:

•  Document configuration
•  Help with creating and distributing reports and documents
•  Post-implementation configuration changes
•  Creating new rules and workflows as your needs change
•  Annual and quarterly certification assistance

Talk to the experts

If you’re looking for software with robust compliance solutions that will improve business efficiency whilst safeguarding the integrity and reputation of your organisation, look no further. Schedule a personalised demo with a Star professional to see what the STAR platform can do for you.