Build AND Buy: A Hybrid Approach to Employee Compliance Automation
Acquiring an enterprise employee compliance solution has typically been presented as a binary choice: build or buy? But should it be?
Welcome to your Resource Hub, Capital Group
This is where we share exciting, unique content carefully curated just for you and your team.
We’re Building A Community of Compliance
Star clients are active members of the largest employee compliance network in the world, with access to a dedicated team of compliance experts, and a connected partner ecosystem, we take a collaborative approach to improving regtech and compliance together.
- Annual in-person industry events
- Community forums
- Thought leadership webinars
- Star University
Industry Experience
20+ Years of Industry experience
Investment
$20M+ over the last 3 years into R&D
Service & Support
Increased headcount by 131% in 2023 to support our growing client-base
Software Development
Community-led by our robust user community of 350+ global clients
Expertise
75% of our team has 10+ years of experience in financial services and RegTech
Externally backed
Substantial backing and growth support from Marlin Equity Partners
FEatured Resource
Big Problems Come In Small Packages: Monitoring Political Contributions in 2024
Watch this webinar for advice and guidance on strengthening your political contribution program to support the 2024 elections, from the federal to the local.
The Compliance Officer’s Guide To Employee Compliance
The Compliance Officer’s Ultimate Guide To Employee Compliance is a comprehensive resource offering actionable advice on how to build a compliance program at your firm that will keep you up to date, up to speed, and in the know.
The MNPI Compliance Handbook
A comprehensive guide to MNPI and control room design and development: optimization best practices, defining scope/mandate, software/tech, and more.
Employee Conflicts of Interest
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee personal trading and investments comply with all regulatory requirements and company policies.
Keep compliance teams in-the-know without compromising employees’ trading experience.
Simplify the declaration of employee private investments with outside organizations.
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery and corruption regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Safeguard your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Actively manage employee trading in the context of current market activity and news events to protect your company’s reputation.
MNPI & Enterprise Conflicts
Centralize deal data and identify business and employee conflicts
Star’s Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.
Star provides a one-stop shop for managing MNPI, wall crossings, insider lists, restricted lists, and more. Interested in automation and time savings?
Around the globe, investment banks are using the STAR Platform to spot enterprise conflicts, manage wall crossings, monitor deal teams, and more. Interested in streamlining workflows and improving transparency?
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
MNPI & Enterprise Conflicts
Integration Capabilities
Call upon critical data from existing firm systems by integrating your deal management, order management, human resources, and research tools with Compliance Control Room and gain an even wider view of firm activity.
Integration with Workday
Seamless integration with your Workday HR system saves time populating and updating the STAR platform. Using data from Workday records allows employee details to be easily added and removed, while pushing data from your master records enables individual account information to be completed automatically.
Trusted by firms around the world
