Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

COMPLIANCE TEAM

Improve efficiency with your complete regulatory compliance toolkit

The StarCompliance platform gives your compliance team a single, user-friendly system to monitor and manage employee activity and behavior. It saves time and resources by automating conflict of interest monitoring and decision-making processes. The system also provides a host of valuable services and reports to ensure your regulatory compliance regime is as airtight as possible.

Streamline
processes

Conflict of interest and market abuse detection and mitigation are simplified, eliminating the need for paper-based processes and minimizing the need for manual intervention.

Increase
efficiency

Automated processes and decision-making improve your efficiency, freeing up resources to focus on enhancing compliance programs and dealing with high-risk incidents.

Compliance
automation

Daily compliance management tasks such as pre-clearance, surveillance and reporting are automated, saving time and enhancing team performance.

Give control to
end-users

Gives data-entry control back to employees, giving them an easy-to-use system to register pre-clearance requests, report compliance-related activity and approve certificates and attestations.

Quality
data

Real-time, accurate data from leading investment and data management organizations eliminates the need for manual reconciliation of employee data and automatically identifies data abnormalities.

How can STAR help you?

Multiple Solutions

A range of products, features and services to suit your specific requirements.Learn more

Highly configurable

Functions and features can be adapted to your needs and working practices.

Robust reporting capabilities

Automatically generated reports provide senior management with information that’s easy to interpret and compare.

Extensive automation

Automation of every-day activities, including rules, emails, review alerts, certification and attestation deadlines - saves you time and money.

Screen
Star Compliance login screen
I love the way we can see at a glance the status of all our compliance activities. Within a few moments I can make a decision of where I will focus my attention.
- CCO Large Investment Adviser

Talk to the experts

If you’re looking for software with robust compliance solutions that will improve business efficiency while safeguarding the integrity and reputation of your organization, look no further. Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.