Products
PRODUCTS OVERVIEW
StarCompliance offers three products geared to meet the specific compliance needs of financial services firms of all types and sizes.
Products
- Star IA offers both preventive and detective controls to buy-side firms such as Investment Advisors and Investment Companies, including mutual funds, asset management firms, institutional money managers, and other registered companies as well as hedge funds and private equity firms.
- Star BD offers surveillance capabilities to broker/dealers, investment banks, insurance companies, and other sell-side firms.
- Star IA/BD is used by diversified financial institutions that are involved in both buy-side and sell-side activities, and governed by multiple regulatory bodies of the US and other countries.
Editions
Each of these products is available in three editions, Express, Professional, and Enterprise, built to address the requirements of firms of all sizes and geographic reach.
- Express is designed for firms with operations solely in one country and generally less than 200 employees.
- Professional is designed for firms with operations solely in one country and several hundred to tens of thousands of employees.
- Enterprise is designed for firms with a global presence and several hundred to tens of thousands of employees.
All products and editions share the following common features and functionality, and are built with the user experience top of mind.
- Surveillance Tools and Reports
- Rules
- Forms and Certifications
- Broker/Dealer Feeds
- Electronic Confirmation
- Case Management and Workflow Processing
- Pre-Clearance
- Forensic Testing Tools
- Gifts & Entertainment