News

07th October 2016
A few years ago, our company invested in some training for our sales team. Core to the methodology of this particular system was that product demonstrations should never be given - or, at the very least, avoided if at all possible.
04th October 2016
At StarCompliance, we focus on employee conflicts of interest almost exclusively and as a result we spend a great deal of time thinking about conflicts of interest issues and how we can automate a solution for our clients.
22nd September 2016
The SEC announced today that they are bringing civil charges against Leon Cooperman and Omega Advisors for insider trading.
12th August 2016
When a problem in the compliance department arises, people often question the policies. However, it is what you do in the wake of potential violations that shows how seriously your firm takes and handles conflict of interest issues
14th July 2016
Recently, the SEC found a large fund complex in violation of sections 203(e) and 203(k) of the Investment Advisers Act of 1940
08th March 2016
Insider trading protection has been a necessity since the Securities and Exchange Act of 1934.
21st October 2015
Star Compliance is making a giant leap forward to ensuring its clients stay a step ahead in the race for regulatory compliance.
08th August 2015
StarCompliance, a leading provider of compliance software in the financial services industry, announced today that Todd Spillane has joined the firm as Chief Operating Officer.
20th August 2014
A leading provider of compliance and regulatory software solutions, StarCompliance, has recently relocated from its base in York city centre back to York Science Park, where it was originally based in 2010.
20th August 2014
A leading provider of compliance and regulatory software solutions, StarCompliance, has recently relocated from its base in York city centre back to York Science Park, where it was originally based in 2010.