About Us
COMPANY OVERVIEW
StarCompliance Software is the industry leading provider of compliance and regulatory solutions for the financial services industry. The StarCompliance solution increases client productivity, and significantly lowers regulatory and reputation risk. The company's software helps clients streamline, automate and optimize their compliance business processes and use of data in an adaptable manner to address the changing business and regulatory requirements.
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The software, which was developed in conjunction with legal experts specializing in SEC, FINRA and FSA regulations, provides clients with an integrated and streamlined compliance process for managing, preventing, detecting, reporting, enforcing, and resolving employee conflicts and risk surveillance activities through a single application.
Established in 1999, the Rockville, MD-based company offers configurable software built upon Microsoft .NET technologies to buy-side, sell-side and diversified financial firms in Express, Professional and Enterprise versions depending on a client's size and global needs. It can be either client- or StarCompliance-hosted, on a secure one-to-one infrastructure model.
StarCompliance's software is used by some of the most respected and forward-thinking institutional asset managers, broker/dealers, insurance companies, hedge funds and private equity firms around the world.