Compliance Solutions
Lower your risk and increase productivity with our user-friendly regulatory compliance software solutions. From tracking personal trading activities to automating data collection, StarCompliance modules have you covered.
Outside Business Activity
Outside Activity Declarations Employees complete and submit outside business activity declarations quickly and easily. Compliance is alerted when outside activity declarations are submitted to ensure outside activities are promptly reviewed and possible conflicts of interests are mitigated.
Compliance Review Set up and manage single or multiple review workflows for comprehensive and thorough review of employee outside activity declarations.
Custom Forms Exploit pre-configured templates to design and configure your outside activity declaration forms to ensure employees disclose all relevant aspects of an outside business activity to minimize conflicts of interest and regulatory compliance risk.
Documents and Certifications
Deploy a set of purpose-built documents to gather and collate essential employee documents and certifications to meet compliance requirements
Charts and Reporting
Use Chart Designer to create graphically-rich charts driven by compliance data and embed these into your compliance activity and performance Reports.
Personal Trading
Employees submit trade requests quickly and easily, which are automatically checked against your Code of Ethics rules to prevent conflicts of interest and protect your regulatory compliance integrity.
