Compliance Solutions
Lower your risk and increase productivity with our user-friendly regulatory compliance software solutions. From tracking personal trading activities to automating data collection, StarCompliance modules have you covered.
Outside Business Activity
Create custom forms to monitor employees' outside activities with this simple solution:
Pre-Clearance Requests Employee outside business activity (OBA) requests are instantly matched against your firm's Code of Ethics to automatically generate approval, denial or a case for supervisory review.
Supervisory Review A user-friendly multi-tiered review module allows supervisors to approve or deny pre-clearance requests.
Feed and List Management Import HR data and sort by group or line of business. Each group or line of business may be associated with unique OBA rules.
SurveillanceThis module will automatically detect unusual activities based on rules you've pre-determined from your Code of Ethics.
Documents & Certifications
Collect information across your organization or within a specific group with customized forms. Automating the data collection process can save substantial time and money.
Personal Trading
When your employees enter personal trading activities in our user-friendly interface, this module will automatically detect possible conflicts of interest based on simple rules you've pre-determined from your Code of Ethics.
Gifts & Entertainment
Automatically detect and prevent possible employee conflicts of interest associated Gifts and Entertainment (G&E) practices. Increase productivity and save money while significantly lowering regulatory and reputation risk.