Call Us: 1 301.340.3900
Email Us: info@starcompliance.com

Compliance Solutions

Lower your risk and increase productivity with our user-friendly regulatory compliance software solutions. From tracking personal trading activities to automating data collection, StarCompliance modules have you covered.

Documents and Certifications

Collect information across your organization or within a specific group with customized forms:

Form Creation
Create and modify custom forms with our Forms Wizard.

Data Aggregation
Run a Quick Report or download form data in a spreadsheet.

Alerts and Notifications
Set up email notifications to track unusual activity, completed forms and more. Or set up custom alerts to notify employees of new surveys and past due activities.

Surveillance
Run completion and delinquency reports to track status and ensure timely submissions.





Personal Trading

When your employees enter personal trading activities in our user-friendly interface, this module will automatically detect possible conflicts of interest based on simple rules you've pre-determined from your Code of Ethics.

Read More

Gifts & Entertainment

Automatically detect and prevent possible employee conflicts of interest associated Gifts and Entertainment (G&E) practices. Increase productivity and save money while significantly lowering regulatory and reputation risk.

Read More

Political Activity

This module prevents employee violation of federal, state and municipal regulatory contribution guidelines by illegally influencing contract awards for investment services, a practice commonly referred to as 'pay to play.

Read More