Latest News
Insider Trading Escalates At Hedge Funds, Reflecting Weak Controls
Insider trading was once again center stage in 2012 with the by now usual raft of arrests, guilty pleas and high profile trials. The trend has only continued in 2013 with the charging of Matthew Martoma, a former SAC portfolio manager and the continuing swirl of speculation and rumor surrounding SAC itself. Read more
RBS Trader Helped UBS's Hayes With Libor Bribes, Regulators Say
A Royal Bank of Scotland Group Plc trader colluded with a counterpart at UBS AG to pay almost 211,000 pounds ($330,000) in bribes to brokers willing to help them manipulate global interest rates, regulators said. Neil Danziger, a London-based derivatives specialist at RBS, helped Tom Hayes, the former UBS employee at the center of the global investigation into rate-rigging, to bribe at least two brokers into persuading other banks to submit rates in line with their own, Read more
Insider Trading compares employee, firm and client transactions against market events to detect trades based upon Material Non Public Information (MNPI)
StarCompliance announced today the release of its Insider Tradig compliance software to help firms comply with rules around the use of MNPI when conducting personal, firm and client trades. Read more
News Archive
StarCompliance to exhibit at the FINRAs Annual Conference (May 21) - April 25, 2012
How Secure is Your Financial Data? PRESS RELEASE - Nov 22, 2011
StarCompliance software ensures financial firms comply with UK Bribery Act - Sep 27, 2011
Political Activities ensures political contributions comply with new 'pay to play' rules - Sep 26, 2011
Dow Jones interview - July 21, 2011
StarCompliance to exhibit at the SIFMA Financial Services - April 8, 2011
StarCompliance to exhibit at the NSCP National Membership Meeting - Sep 1, 2010
StarCompliance to exhibit at the Ascendant Fall Conference - Sep 1, 2010
Growth leads to expansion into new corporate headquarters - Sep 1, 2010